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DESERT HARVEST—Fall 2001
Vol. 9, No. 2
• From desk of the Director, Professor Susan C. Karant-Nunn
• In memoriam: Heiko Augustinus
Oberman, 1930-2001, Professor Thomas A. Brady, Jr.
• Associated faculty added: Professor
Alan E. Bernstein and Professor Helen Nader, Professor Susan C.
Karant-Nunn
• "What makes you tick as an historian?"
Professor Tom Scott, Joshua
Rosenthal
From the desk of
the Director
by Professor Susan C. Karant-Nunn
Change is
always intimidating. Sameness and routine are comforting, like being
rocked in a cradle of days. When interviewing me, Heiko
Oberman planned to remain at the helm of the Division for nine more
years. Heiko’s untimely passing has thrust the Division students and me
not only into a state of bereavement and sorrow but also prematurely
into a condition of mental and organizational realignment. How shall
we proceed? Dean Holly M. Smith gave the Division her wholehearted support
and now she has moved on to Rutgers. How can I sustain the Division’s
students with their diverse interests? With the help of sympathetic
colleagues and staff, I am shaping the post-Heiko Division. I am particularly
gratified by the willingness of Alan Bernstein and Helen Nader
to reinforce the Division’s strengths.
We will continue to express our gratitude to the public through our
Annual Town and Gown Lecture, which on 21 March 2002 will feature
the world renowned Professor Elaine Pagels.
Asking people to give of their hard-won assets is similarly intimidating.
So that the Division may continue to flourish, I have become acclimated
to the habits of a part-time fundraiser and have been impressed by
our friends’ warm receptivity. The successful endowment of the Heiko
A. Oberman Chair in Late Medieval and Reformation History will secure
our founder’s legacy for future generations. Oberman’s intellectual values
and his pedagogical achievement demand furtherance by means of a named
chair; additionally, only with its establishment will the rare Oberman Library
come into University possession.
Donations to the Division’s other, perennial needs may be made in
one of two forms: either to the Ora De Concini Martin and Morris Martin
General Endowment Fund, the interest yielded by which will provide, among
others, scholarships and guest lectureships; or to the Reformation
Studies Fund, which is not grounded in an interest-generating principal
but can be used to help finance the students’ non-routine learning and
research costs.
I seek your generosity as you are able. Especially your ongoing
friendship to the Division and its students will bring us through this
time of loss to a future as luminous as the past.
In memoriam:
Heiko Augustinus Oberman, 1930-2001
by Professor Thomas A. Brady, Jr.,
Peder Sather professor
of history,
University of California, Berkeley, friend and colleague
[This article originally appeared in
The Sixteenth Century Journal 32, no. 2,
435-437.]
In the morning of Sunday, 22 April, at the age
of 70, Heiko A. Oberman died of melanoma at his home in Tucson, Arizona.
Born on 15 October 1930 in Utrecht, Oberman received his doctorate
in theology under Martin van Rijn from that city’s university, and,
following a sojourn in Indonesia, he was ordained a minister in
the Reformed Church of The Netherlands. Harvard Divinity School called
him to an instructorship in 1957, in which faculty he rose to a professorship
in 1963 and a named chair in 1964. In 1966 he accepted a professorial
chair in church history in the Protestant Theological Faculty at Tübingen.
He also assumed there the directorship of the Institute for Late Middle
Ages and Reformation and supervised the preparation of the analytical index
to the Weimar edition of Martin Luther’s works. Oberman was one of three
organizing heads of an interdisciplinary Special Research Group (Sonderforschungsbereich
) on the Late Middle Ages and Reformation, which flourished
in the 1970s and into the 1980s. In those years, when his team was preparing
critical editions of the writings of the fourteenth-century Italian theologian
Gregory of Rimini and the German theologian Johannes von Paltz, Tübingen
attracted scholars in Reformation studies from many countries.
During his Tübingen years Oberman’s
Harvard students had begun to transform the field of Reformation
studies. From his seminar at the University of Arizona, which called
him in 1984, has issued a new generation—his third, including his Tübingen
students—of scholars in late medieval and Reformation history. At Tucson
he founded and directed the Division for Late Medieval and Reformation
Studies, which is now under the leadership of his chosen successor,
Susan C. Karant-Nunn. The University of Arizona has begun raising funds
to support an Oberman Chair.
No one has done more than Heiko Oberman
to encourage talent, especially young talent, in this field. Among
the 170 or so volumes which have appeared under his editorship with
E.J. Brill are first books by scholars from a wide range of countries.
Among Oberman’s many honors were honorary
degrees from many universities and memberships in learned academies.
In 1989 he was named Regents’ Professor, the highest honor the Arizona
university system can bestow. In 1996 the Royal Netherlands Academy
honored him with the A.H. Heineken Prize for history.
Heiko Oberman’s immense list of publications
from 1957 to 2000 contains seventeen independent works (among which
are five lectures and four collections of his articles), plus nineteen
edited or co-edited volumes and 137 articles, prefaces, and ephemera.
Most appeared first in English, German, or Dutch, and eleven of his
books were translated into German, English, Italian, Dutch, or Spanish.
The production of this huge oeuvre
falls into three phases. The first, which beginning with his doctoral
dissertation on Thomas Bradwardine, a fourteenth-century English non-Augustinian
theologian, took as its central theme the relationship of fourteenth-
and fifteenth-century theology and philosophy to Martin Luther and
the Protestant Reformation. Though his thesis about a “new Augustinian school”
of theology did not convince all readers, he nonetheless established
the continuities between the late Middle Ages and the Reformation so
firmly that today, as Alistair E. McGrath has written, “neither the events
nor the ideas of the sixteenth century may be properly understood unless
they are seen as the culmination of developments in the fourteenth and
fifteenth centuries.”
Oberman’s argument first came to a
wider audience in The Harvest of Medieval Theology: Gabriel Biel
and Late Medieval Theology (1963), the title announced his emulation
of his great countryman, Johan Huizinga (1872-1945), whose
The Harvest of the Middle Ages remained Oberman’s literary polestar.
Yet there was nothing narrowly patriotic about Oberman’s vision, though
he loved to make outrageous claims for Dutch priority in the invention
of almost everything. He was, Peter Blickle has pointed out, a true
cosmopolitan, who saw the Reformation as a European event which unfolded
at many sites.
Two turns marked the end of this first
phase. First, Oberman displayed his discovery of social history in a
notable article he published for the jubilee of the German Peasants’
War in 1975. At that time, as he was fond of saying, he stood with social
historians “back to back,” perhaps because they had opened up space for
his vision for plural streams of reformation. Eventually, as his latest
writings suggest, he experienced some regret for allowing the camel’s
nose of social history inside his tent. Second, in the most unusual
of his books, Masters of the Reformation (German 1977, English
1981, Italian 1982), he explored the consequences of scholasticism’s
split into two traditions (viae). There he first broached the possibility
of seeing in this split the origins of a 700-year-long struggle between
“realism” and “nominalism” that is still alive today.
Martin Luther stands at the commanding
center of Oberman’s second phase. Yet before he could present his
vision of Luther, Oberman had to confront the issue of Luther and the
Jews. While not a leading theme of modern Luther studies, it had been
made, Oberman believed, an urgent theme by World War II and the Holocaust.
Though not the best known of his books, Roots of Anti-Semitism in
the Age of Renaissance and Reformation (German 1981, Dutch 1983,
English 1984) may have been the most painful to write. In it Oberman
walked a fine line between the understandable desire to contextualize
Luther’s anti-Semitism (hence the comparisons with Erasmus and Johannes
Reuchlin) and the courage to acknowledge it as an authentic outgrowth
of Luther’s theology.
Luther: Man Between God and the
Devil (German 1982, Italian 1987, Dutch 1988, English 1989,
Spanish 1993) is doubtless Oberman’s best known book. It is also the
most controversial study of Luther produced by an expert since the 1920s.
Written mostly in Jerusalem, it appeared in German with typical Oberman
timing in 1982, just before the Luther jubilee of 1983. In the opening,
Luther’s death rather than his birth, Oberman signals his solution to
the intellectual and historical problem Luther posed. He seeks to liberate
Luther from two other solutions. On the one side, he tried to wrest
Luther from the nationalist modernizers, who saw in the reformer a prophet
of modern Germany. On the other hand, he aimed to shield Luther from the
historicizers, who would send him back into his own time, just as the
theologians, so Albert Schweitzer once wrote, had sent back the Jesus
they had liberated from Christian faith. Oberman’s solution to this problem
was to place the reformer above all ages as a transhistorical beacon of
Christian engagement with life’s site “between God and the Devil.” His life
and thought, Oberman argued, lived entirely in the Last Days, between God
and the Devil.
Oberman had strong reasons to historicize
Luther—and Erasmus—but the experiences of the European Jews and
his beloved Netherlands at German hands forbade him to do so. “The
historian,” he once wrote, “is the last advocate of the dead.” The
desire to do justice to the past, both deeper and more recent, absolutely
ruled his quest for the point at which a fatal turn began that led to
Nazism, World War II, and the Holocaust. Like many others, he believed
this turn had come in the late medieval and Reformation era; unlike
most others, he believed that it did not occur with Luther.
How, then, could the spiritual bifurcation
of Christian Europe have begun? Oberman found one central clue to
this problem in his exposition of the two main scholastic traditions,
the “via antiqua” and the “via moderna” or more simply, “realism” and
“nominalism.” The conflicts between them, he came to believe, initiated
a struggle that marked all of subsequent European thought and history:
Thomas Aquinas, the German idealists, and modern German (Protestant)
nationalist theology on one side; the neo-Augustinian forerunners, Luther,
Copernicus, and Kierkegaard on the other. However odd it may seem, this
configuration expressed Oberman’s conviction that a titanic struggle, which
began in the fourteenth century and broke surface with Luther, had shaped
all subsequent European history. Peter Blickle has written that Oberman
“viewed the modern age from the standpoint of the Middle Ages.” That is
not incorrect, though it would be more accurate to say that he saw in
the late Middle Ages a battle of ideas—nominalism versus realism—which prefigured
both the sixteenth-century struggle between the Protestant Reformation
and the Catholic Counter-Reformation and the key conflicts of modern
Europe.
Although Oberman died before he could
dramatize the entire scope of his solution to the riddle, the writings
of his third phase reveal the contours of his master narrative of
late Middle Ages and Reformation. His last major formulation was the
concept of a “reformation of the refugees,” in which the sufferings
of sixteenth-century (Protestant) exiles recapitulate the sufferings
of the ancient Hebrews and anticipate those of the modern Jews and
other victims of Nazism. The linkage on the other side, the foes of
freedom, ran not to or through Luther—Oberman had striven mightily to
block this line of interpretation—but ideally to medieval realist scholasticism
and really to the papacy. He saw in the Reformation movement a grand
alliance of Luther, the refugee Protestants, and the heads of the infant
nations against the yoke of the Roman papacy and the power of its lieutenants,
Charles V and Philip II. In the sixteenth century the cosmic struggle
between God and the Devil broke history’s surface to take an enduring
and unmistakable shape in the events and personalities.
Oberman had attended the Second Vatican
Council as a Protestant observer, and his view of Roman Catholicism,
which he defined to a papalist sense, contributed importantly to his
reformulation of the conundrum Leopold von Ranke had first defined:
Why had the Roman papacy survived the Protestant Reformation? To Ranke
the conundrum was obvious but inexplicable. “The course now taken by the
moral and intellectual development of the [sixteenth] century,” Ranke once
wrote, “was in a direction totally opposed to that which might have been
expected from the characteristics of its commencement.”
When Oberman addressed Ranke’s conundrum,
the stakes had become very much higher, for the mid-twentieth century
had swept away the progressive, evolutionary vision of history, which
Ranke had helped to create. Oberman’s much darker vision reversed
the teleology of progress to seek in the late Middle Ages and Reformation
era the sources of contemporary disasters. His antihistoricism required
a point of view at once more theological than Ranke’s and far more radical.
In Heiko A. Oberman historical scholarship,
academy, church, and world have lost an incomparable force. Only
those who knew him were aware that his force did not depend on him
alone, for everyone who ever enjoyed the company of Heiko and Toetie
Oberman will remember how thoroughly the volcanic freedom of his spirit
depended on the profound loyalty of hers. And no one who ever felt this
remarkable scholar’s spell will ever forget him. “He could be very hard
with his criticism,” said a Dutch church historian, “but he was also very
generous with his praise.” That is precisely right. Heiko Oberman’s
sovereign self-confidence, his vast learning, his linguistic exuberance,
his wily humor, and his fearlessness in argument made him a scholar
with whom one could both do honorable battle and stand either beside
him or, as he loved to say, “back to back.” The noble legacy he has
passed to us reminds me of what an old Galway woman once replied to a
stranger’s question about an Irish regiment annihilated at the Somme.
“Ah, sir,” she sighed, “thim’s no more.”
Berkeley, California
Ascension Day 2001
Nader and
Bernstein lend their weight
by Professor Susan C. Karant-Nunn
For years Division students have
studied with UA History Professors Helen Nader, a Hispanist, and Alan E. Bernstein,
a specialist in the High Middle Ages—taking courses, consulting them,
including them on their graduate committees. Their research specialties
complement those within the Division. These colleagues have lent their
sustenance in multiple ways to the Division. Both have now accepted my
invitation to associate themselves with the Division. This affiliation
in no way alters their status in the Department of History. It constitutes
recognition and deep appreciation of their past support, and it encourages
students to continue to avail themselves of their rich expertise.
Helen Nader has agreed to offer the
Division seminar during fall semester 2002. The subject will be charity
in early modern Europe. We hope that Alan Bernstein will teach the seminar
shortly thereafter. All History and extra-History graduate students
will have the usual access to these seminars.
Helen Nader joined the Department of
History in 1994, coming to be department head from a distinguished
professorship at Indiana University, Bloomington. She took the doctorate
at the University of California, Berkeley, and has taught at the University
of Hawaii. Her books include The Mendoza Family in the Spanish Renaissance,
1350 to 1550 (Rutgers University Press, 1979), Liberty in Absolutist
Spain: The Habsburg Sale of Towns, 1516-1700 (Johns Hopkins University
Press, 1990), and The Book of Privileges Issued to Christopher Columbus
by King Fernando and Queen Isabel, 1492-1502 (University of California
Press, Berkeley, 1996). For Liberty in Absolutist Spain she won the
Leo Gershoy Prize of the American Historical Association. She has been
a Guggenheim Fellow and has served as president of, among others, the Sixteenth
Century Studies Conference.
Alan E. Bernstein received the Ph.D.
at Columbia University. He has taught at Stanford University and
has been a Guggenheim Fellow. His books include Pierre d'Ailly and
the Blanchard Affair: University and Chancellor of Paris at the Beginning
of the Great Schism (Brill, 1978), and The Formation of Hell:
Death and Retribution in the Ancient and Early Christian Worlds (Cornell
University Press, 1993), which is the first of a trilogy on the history
of hell. This lead volume was nominated for a Pulitzer Prize and a National
Book Award. This academic year, Bernstein is a fellow at the Institute for
Advanced Study at Princeton University.
"What makes
you tick as an historian?"
Professor Tom Scott, University of Liverpool
by Joshua Rosenthal
In early May, the Division hosted Tom Scott, Professor of
Social and Economic History of Sixteenth Century Germany, University of
Liverpool. Professor Scott has written a number of works on town-country
relations in late medieval and early modern Europe, the German Peasants'
War, and the social history of the Reformation in Germany. He has
recently turned his attention to the question of regional identity.
As guest speaker at the Division's
Thursday night seminar on May 1, he spoke about the German Peasants’
War of 1524-6, one of the greatest popular uprisings in European history.
In the nineteenth century, a renowned German historian declared that
the Peasants' War was the "greatest natural event," a maxim that described
the erratic nature of the rebellions.
Professor Scott offered a different
vision: the apparent unpredictability of the uprisings is the result
of both the interactions between late medieval and early modern patterns
of rebellion and the interplay between economic, socio-political, and
theological motives. According to Professor Scott, the techniques and
methodologies of modern social sciences will be requisite for future
study on the topic.
The seminar was not the only opportunity
for students to imbibe Professor Scott's enlivening personality.
He graciously met with students, offering his unique insights. The
aid he provided to those students whose dissertation topics reside in
German lands is even now proving invaluable.
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